 |
 |
Wednesday, February 22, 2012
|
|
|
|
|
|
|
|
|
 | | |
|
|
Cambridge Investment Research, Inc.
|
 |
 |
|
Cambridge Investment Research, Inc., Member FINRA/SIPC, is an independent, privately owned Broker/Dealer with about 2,000 independent registered representatives and nearly $45 billion assets under management. Cambridge provides innovative fee programs and a full menu of commission offerings to Rep/Advisors across the nation. Recognized in the industry as The Fee Experts®*, Cambridge has been ranked a fee leader among independent Broker/Dealers for ten consecutive years** and is a four-time honoree as Broker/Dealer of the Year***.
* THE FEE EXPERTS ® is a registered mark of Cambridge Investment Research, Inc. for its investment advisory service for investment managers.
**Financial Planning magazine, June “FP50”, Top 50 Independent Broker/Dealer Issue, 2001-2010.
***Investment Advisor magazine, 2010, 2008, 2007, Division IV; 2003, Division III. |
|
|
|
|
|
| | |
| | |
|
|
IMS Securities
|
|
 |
|
IMS SECURITIES, INC. is a Houston-based Broker/Dealer member of FINRA/SIPC. The firm, founded in 1994, offers a wide range of securities products including: stocks, bonds, mutual funds, certificates of deposit, privately traded real estate investment trusts, direct participation plans, annuities and variable life insurance. IMS Securities has 140 registered representatives in 12 states and is registered to do business in 50 states and the District of Columbia. The Houston Business Journal currently ranks IMS Securities as one of the largest stockbrokerage firms in Houston. The Journal also has ranked THE IMS COMPANIES on their 50 Top Woman-Owned Businesses list. |
|
|
|
|
|
| | |
| | |
|
|
Investors Capital Corp.
|
|
 |
|
Investors Capital Corporation is a nationally recognized securities firm with more than $5 billion in assets under management as of December 31, 2008. The company is comprised of experienced Registered Financial Professionals throughout the United States. Investors Capital was founded to meet the consumers' needs in today's financial market. Investors Capital Corporation's number one goal is to help our representatives build their business. In turn, our focus is to offer the most comprehensive value-added products and services to individual clients, financial advisors, financial institutions and banks across the United States. |
|
|
|
|
|
| | |
| | |
|
|
LPL Financial
|
|
 |
|
LPL Financial was founded with a pioneering vision—to help entrepreneurial financial advisors establish successful businesses through which they could offer truly independent financial guidance and advice. Today, LPL Financial is one of the nation's leading diversified financial services companies and the largest independent broker/dealer supporting over 12,000 financial advisors nationwide.* We are also an enabling partner to a broad range of banks and credit unions, as well as broker/dealers at leading financial services companies. |
|
|
|
|
|
| | |
| | |
|
|
ProEquities
|
|
 |
|
ProEquities, Inc., is a service and growth-oriented Broker/Dealer founded in 1986 for independent registered representatives and financial advisors throughout the 50 states. ProEquities focuses on serving the financial advisor who wants to be independent from a “wire house” environment but seeks a true partnership with an organization that can assist an advisor with a myriad of support functionalities. |
|
|
|
|
|
| | |
| | |
|
|
Securities America
|
|
 |
|
Securities America, based in Omaha, Nebraska, was founded in 1984 and we celebrated 25 years of Innovation, Leadership and Independence in 2009! Today we are one of the nation's largest and most successful independent general securities broker/dealers, in part because of the wide range of investment products and services available to our representatives. Securities America is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investors Protection Corporation (SIPC. Customer accounts are cleared through National Financial Services, LLC and Pershing, LLC. |
|
|
|
|
|
| | |
| | |
|
|
Trade PMR
|
|
 |
|
TradePMR was founded by registered investment advisors who wanted something different than the direct marketing ploys of traditional custodians. With a full staff of trained professionals, TradePMR stands ready to help brokers find the independence they desire. If you are ready to go independent, Trade PMR is ready to help. |
|
|
|
|
|
| | |
|
|
|
|
|